Webinar: Voice recording for communications surveillance under MIFID II/MAR
To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic internalisation, governance, best execution and time-stamping. MiFID II and MAR also contain provisions, however, increasing the requirements for recording and archiving voice communication related to securities trading. MiFID II adds a requirement to archive both mobile and fixed-line telephone calls, and ongoing monitoring of the effectiveness of their voice recording process.
Webinar: High Performance Technologies for Electronic Execution
When firms pursue higher performance in the electronic trading execution technology they use, they must consider the exchange and trading venue landscape as the context for their approach. Their approach can be accomplished in-house or with support from providers, which can be a challenging choice. This webinar will explore the factors firms consider, and also how data and real-time updates figure into the landscape for trade execution.
Event: Intelligent Trading Summit (ITS) - New York City
Our Intelligent Trading Summit in New York City is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners, from recent gamekeepers- turned-poachers, and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.
Webinar: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements *NEW*
MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This webinar will discuss data, solutions and services needed to segregate research consumption in accordance with MiFID II. It will also consider how practitioners are powering research related workflows, applications and business processes, and how both sell-side and buy-side firms can show transparency and demonstrate compliance.
Webinar: MiFID II and FRTB Data Analytics, Benchmarks and Risk Modelling *NEW*
Markets in Financial Instruments Directive II (MiFID II) and the Fundamental Review of the Trading Book (FRTB) require huge volumes of data to be sourced and managed. This webinar will discuss what sort of data analytics you need to implement to be able to process and analyse MiFID II data, and what risk model data, solutions and services you need to comply with both MiFID II and FRTB risk requirements. It will also consider best practice around these issues in the market and provide expert guidance.
Event: RegTech Summit for Capital Markets - London
The RegTech Summit for Capital Markets, organised by A-Team Group, brings together the community of practitioners managing regulatory change and implementing RegTech solutions.
Event: RegTech Summit for Capital Markets - New York City
Join us to connect with like-minded practitioners, learn about innovative approaches to regulatory change, and discover technologies that can help you manage your regulatory challenges.