Webinar: Pre- & post-trade transparency: quote & trading reporting under MiFID II
MiFID II sets transparency requirements for pre- and post-trade disclosure of order details, along with transaction reporting that identifies reference and post-trade data. The directive’s related MiFIR regulation extends pre-transparency rules to apply to depository receipts, exchange-traded funds, certificates trading on a venue, bonds and structured products trading on a regulated market, and emission allowances and derivatives. The directive and regulation extend pre-trade transparency obligations to organized trading facilities, regulated markets and multi-lateral trading facilities; the rules also extend post-trade obligations to make price, volume and time of transactions available to all trading venues. As a result of the rules, traders will have to report transactions to the proper authorities by the end of the next working day.
Event: RegTech Summit for Capital Markets - London
We hope you’re enjoying the Summer holidays! We can’t believe it’s already August! BUT, that means the RegTech Summit for Capital Markets, London will be here in a flash.
We’ve got an outstanding line up of guest speakers from a range of financial institutions who are waiting to share their knowledge and experiences. If you haven't taken a look recently, check out the latest version of our speaker packed agenda here.
Speakers include: Christian Krohn, Head, Compliance, Regulatory Affairs, Europe, Standard Chartered Bank, Diana Paredes, CEO & Co-Founder, Suade Labs, Gary Goldberg, CDO, Mizuho International Plc, Nicole Sandler, Vice President (VP) Resolution and Recovery Planning and FinTech - EMEA Legal Lead, Barclays, Nick Cook, Head of Department, Market Intelligence, Data & Analysis, FCA, Peter Stephens, Head of Blockchain and UK Innovation, UBS AG, Beju Shah, Head of Data Collection and Publication, Bank of England and many more...
It's free for financial institutions!
Webinar: Managing data, research and trading challenges in the countdown to MiFID II
MiFID II is a far-reaching regulatory directive, years in the works, but now just a few short months from taking effect on January 3. The European Union regulation will have global impact, in areas including unbundling payments for asset management research, allowing systematic internalizers latitude to handle more types of instruments, data management methods and the definition of best execution of trades. In addition, MiFID II tightens the transparency requirements for order detail disclosure and transaction reporting.
Webinar: New data, old data, no data: How do you solve the data problems of MiFID II and FRTB?
Markets in Financial Instruments Directive II (MiFID II) is kick starting the generation of a broad range of new content sets that will power not only MiFID II, but also FRTB. The webinar will discuss emerging data sources and datasets, their potential benefits, and how they will be consumed.
Event: RegTech Summit for Capital Markets - New York City
Join us at the RegTech Summit for Capital Markets at The Convene - Financial District, New York City on the 16th November 2017 for a review of where we are today, where we are going in the next few years and the tools and technology we need to achieve regulatory obligations.
Hear from the the leading industry experts including Thomas Dunlap, Managing Director, Goldman Sachs, Suvrat Bansal, CDO, UBS Asset Management, James Wallin, SVP, Fixed Income, AllianceBernstein, John Sproat, U.S. Head of Data Management & Global Head of Client Data & Know Your Customer Operations, RBC Capital Markets, LLC, Chris Montagnino, Director of Compliance Services, Jordan and Jordan, Robin Doyle, Managing Director, Office of Regulatory Affairs, J.P.Morgan Chase, Brian Buzzelli, SVP, Head of Data Governance, Acadian Asset Management, Julia Bardmesser, Global Head of Data Integration, Deutsche Bank, Zoe Strickland, Managing Director, Global Chief Privacy Officer, JPMorgan Chase, Ken Walker, Managing Director, State Street Global Exchange, Connie Zhang, Vice President, Enterprise Risk Management & Chief Data Office, Bank of China.
Webinar: To be MiFID II or not to be? Approaches for 2018 and who is ready?
A candid review of the state of the market, which countries will transpose Markets in Financial Instruments Directive II (MiFID II) on time and who will be ready to meet the compliance deadline of 3 January 2018? The webinar will provide valuable insights into how customers are addressing the challenges of MiFID II and what more needs to be done to get firms over the finishing line.
Webinar: Best practices for post-trade automation
Improving post-trade automation — or at least speeding up the process — has been a long-running crusade for the industry, with talk about straight-through processing and reducing settlement cycles going back at least two decades to date. Some post-trade utilities have come and gone — what are the strengths and weaknesses of the current players? Is there room for innovation, as in the form of distributed ledger technology or other methods? Some may argue that settling trades fully and correctly requires a day or two, and cannot be done instantaneously. This webinar will explore these questions and consider how firms should approach post-trade automation given all the factors involved.
Don't forget to check out our library of recorded webinars covering a variety of topics in data management.