RegTech Awards 2018 – Shortlist announced

Following the success of last year's awards, we're pleased to announce the introduction of a dedicated awards ceremony for the RegTech Awards 2018. The ceremony, to include champagne and canapes reception as well as the award presentations will be held in London on May 3rd.

The RegTech Awards celebrate leading technologies and third-party vendors in the area of their expertise; and are uniquely designed to recognise both start-up and established providers of RegTech solutions, services, consultancy and legal advice. 

We are delighted to announce this year's shortlist. Thank you to everyone who entered and well done to those who made it to our shortlist. Members of our Data Management Review and Intelligent Trading Technology communities have now been asked to vote for their winner.

The RegTech Awards shortlist is the result of evaluation of award submissions by our editorial team and advisory board. The evaluation considers depth of involvement in capital markets, relevance of a solution or service to a selected award category, and the potential interest of a solution or service to our RegTech community.

If you are an end-user at a financial institution, you too can vote. Voting will close Midnight on Thursday 5th April, 2018.

VOTE NOW

 

RegTech Awards 2018 Shortlist

Best Vendor Solution for Data Governance

  • ASG
  • Collibra
  • Gresham Tech - Clareti
  • Informatica Data Governance
  • SAS Data Governance
  • Solidatus

Best Reference Data Provider for Regulatory Compliance

  • Bloomberg
  • Bureau van Dijk
  • ICE Data Services
  • IHSMarkit
  • Opus Data Solutions
  • SIX Financial Information
  • Thomson Reuters Reference Data

Best Data Management Solution for Regulatory Compliance

  • Asset Control
  • Broadridge Reference Data Management - Security and Price Master
  • The Cyber Consultants - Evidology
  • Fenergo
  • GoldenSource EDM
  • Gresham Tech - Clareti
  • Kingland
  • IBM Watson Regulatory Compliance
  • iMeta CLM Platform
  • IHS Markit
  • RegTek Solutions
  • RIMES Managed Data Service
  • SmartStream RDU
  • SteelEye
  • Thomson Reuters Regulatory Intelligence
  • Thomson Reuters Connected Risk
  • Ullink - UL Publisher
  • Xceptor
  • Xenomorph TimeScape EDM+

Best GDPR Vendor Solution

  • AQ Metrics
  • Capnovum
  • Collibra
  • The Cyber Consultants - Evidology
  • Enfusion
  • Exate Technology
  • Fenergo
  • iPushpull
  • Pontus Networks Limited - PontusVision Open Source GDPR IT Solution
  • Privitar
  • Provectus - Blockchain-based-out-of-the-box-solution
  • Solidatus
  • Trunomi
  • ZoneFox

Best Vendor Solution to Address an FRTB Requirement

  • Asset Control
  • Finastra
  • GoldenSource EDM for FRTB
  • IBM Algo Aggregation for FRTB
  • TickSmith
  • Xenomorph TimeScape EDM+

Best Vendor Solution to Address a Dodd-Frank Requirement

  • AxiomSL
  • BLX Limited - RegBot/Covered Funds Bot
  • Catena Technologies TRACE Reporting
  • Duco
  • Fonetic's Trade Reconstruction Engine
  • IHS Markit
  • Kaizen Reporting - ReportShield Quality Assurance Service
  • Revista Systems

Best Solution for Securities Financing Transactions Regulation

  • Aesthetic Integration
  • BearingPoint/ABACUS/Transactions
  • RegTek Solutions - Validate.Trade for SFTR

Best KYC Software for Client On-Boarding

  • Appway
  • Arachnys
  • Bloomberg Entity Exchange
  • Bureau van Dijk
  • ComplyAdvantage
  • Domus Semo Sancus (DSS) - SafetyNet.ai
  • Encompass
  • Equiniti KYC Solutions - KYCnet
  • Fenergo - Client Lifecycle Management Software
  • Fenergo - Regulatory On-Boarding Workflow Solution
  • Finomial - Comprehensive ALM, KYC Solution, partnered with MS Azure for GDPR Compliance
  • IHSMarkit - KYC.com
  • iMeta Technologies - Know Your Customer
  • NICE Actimize CDD/KYC Solutions Suite
  • Opus Alacra Compliance Enterprise (ACE)
  • S&P
  • Thomson Reuters

Best Benchmark Regulations Vendor Solution

  • Exate Technology
  • RIMES RegFocus BMR Control

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

  • AxiomSL
  • IBM Algo ALM and Liquidity Risk on Big Data
  • Kx Systems
  • Regtify Prometheus Platform
  • Risk Metrics
  • Sterling Trading Tech - Sterling Risk Engine
  • TickSmith

Best Solution for Managing Conduct Risk

  • Corlytics
  • Fonetic's Trade Comms Suite
  • Navex Global - The NAVEXEngage
  • Revista Systems

Best Solution for Managing Operational Risk

  • Alyne OpRisk
  • AQMetrics
  • Arachnys
  • BLX Limited - RegBot/MiFID II Bot and Covered Funds Bot
  • DTCC-Euroclear GlobalCollateral Ltd - Margin Transit Utility
  • Fortia Financial Solutions - Innova Software Platform
  • Gresham Tech - Clareti
  • IBM OpenPages Operational Risk
  • SmartStream and RegTek Solutions - Reconcile.Trade
  • Sterling Trading Tech - Sterling Risk Engine
  • Thomson Reuters - Connected Risk
  • Truphone Mobile Recording
  • Wolters Kluwer's OneSumX for Operational Risk & GRC

Best Risk Calculation for Regulatory Compliance

  • AxiomSL
  • DTCC DataPro's Liquidity Coverage Ratio Data Service
  • Fortia Financial Solutions - Innova Software Platform
  • Regtify Prometheus Platform
  • Sterling Trading Tech - Sterling Risk Engine

Best Data Solution for Tax Compliance

  • AxiomSL
  • BearingPoint/FITAX
  • Bureau van Dijk
  • Finomial Full FATCA & CRS Solution
  • IHS Markit - CTI Tax Solutions
  • Provectus
  • SIX Financial Information - Valordata Feed (VDF)

Best Best-Execution Solution

  • BestX
  • FactSet - Portware Trading Solution
  • Fidessa Trading Platform
  • FlexTrade's Best Execution Platform
  • Itiviti Analyst
  • Kx Systems
  • OneMarketData - OneTick Best Execution
  • SmartTrade Technologies - LiquidityFX
  • Thomson Reuters Velocity Analytics
  • Ullink - UL SOR (in partnership with LiquidMetrix)

Best Algorithmic Tagging Solution

  • Fidessa XOMS 
  • Itiviti
  • TraderServe
  • Ullink

Best Time Synchronisation Solution

  • Accedian
  • Acquire Media Simultaneous Disclosure Delivery Network
  • Corvil UTC Traceability Solution for MiFID II and CAT Compliance
  • Emagine TimeSuite
  • Metamako's MetaWatch
  • NPL
  • Seven Solutions
  • Velocimetrics

Best Voice and Mobile Messaging Solution

  • Green Key Technologies
  • KyoLAB Limited
  • Solgari
  • Truphone Mobile Recording
  • VoxSmart

Best Trade Surveillance Solution for MAD/MAR

  • Aquis Market Surveillance
  • NICE Actimize
  • Nasdaq SMARTS / Nasdaq Buy-Side Compliance
  • Nasdaq's Sybenetix Compass
  • OneMarketData - OneTick Trade Surveillance
  • Revista Systems
  • Scila Surveillance
  • TMX Sola Solutions
  • Truphone Mobile Recording

Best Trade Repository for Regulatory Disclosure

  • DTCC's Global Trade Repository (GTR)
  • Enfusion Systems
  • Scaled Risk
  • UnaVista

Best Solution for Records Retention

  • Navex Global PolicyTech
  • FeedStock Ltd
  • Revista Systems
  • Shield Financial Compliance - Shield 2.0
  • SmartTrade Technologies - SmartAnalytics (combined LiquidityFX)
  • SteelEye

Best Compliance as a Service Solution

  • Alyne GRC
  • The Cyber Consultants - Evidology
  • Domus Semo Sancus (DSS) - SafetyNet.ai
  • Fenergo Cloud CLM
  • IBM Watson Regulatory Compliance
  • Thomson Reuters Connected Risk
  • Thomson Reuters Regulatory Intelligence

Best AI Solution for Regulatory Compliance

  • Aesthetic Integration
  • BLX Limited - RegBot/MiFID II Bot and Covered Funds Bot
  • CUBE
  • Deloitte BEAT
  • Domus Semo Sancus (DSS) - SafetyNet.ai
  • Exate Technology
  • FeedStock Ltd
  • Fonetic's Trade Comms Suite
  • Fortia Financial Solutions - Innova Software Platform
  • IBM Watson Regulatory Compliance
  • TickSmith
  • Trillium Surveyor
  • Wolters Kluwer's OneSumX Business Analytics

Best Regulatory Alert Management Solution

  • BLX Limited - RegBot/MiFID II Bot and Covered Funds Bot
  • Fonetic's Trade Comms Suite
  • IBM Watson Regulatory Compliance
  • Thomson Reuters Regulatory Change Management
  • Thomson Reuters Regulatory Intelligence
  • Trillium Surveyor

Best Research Subscription Management Solution for MiFID II

  • FeedStock Ltd
  • Red Deer Research Management
  • RSRCHXchange
  • SmartStream
  • TRG Priory
  • Visible Alpha

Best Regulatory Consultancy - Europe

  • Accenture
  • Deloitte
  • Citihub Consulting
  • KPMG
  • Lysis Financial
  • PWC
  • Xcina Consulting

Best Regulatory Consultancy - North America

  • Accenture 
  • Ascendant Consulting
  • Boston RegTech
  • Citihub Consulting
  • First Derivatives
  • Provectus

Awards Advisory Board

These awards have been overseen by the RegTech Awards Advisory Board, who have helped shape the categories and will review the winners. We give thanks to our advisory board for their support.

Beate Born 2Beate Born

Global MiFID II Project Lead, UBS

Brad Giemza-100x100Bradley Giemza

Chief Risk Officer, RJ O'Brien

Chad GiussaniChad Guissani

Head of Transaction Reporting Compliance, Standard Chartered

Colin_Ware_100x100.jpg

Colin Ware

Regulatory Product Manager - BNY Mellon

Kevin BarryKevin BarryKevin Barry

Head of Trading & Compliance Technology, Janus Henderson Investors

Kevin Taylor-100x100Kevin Taylor

Managing Director, Head of Compliance Europe & Asia Pacific - TD Bank

Nicole Sandler-1

Nicole Sandler

VP Resolution & Recovery Planning & Fintech Product Manager, EMEA Legal Lead, Barclays

Peter Stephens .jpg

Peter Stephens

Head of Blockchain and UK Innovation, UBS

Sophia BantanidisSophia BantanidisSophia Bantanidis

Transaction Banking, EMEA Head of Regulatory & Market Strategy, Citi

Subas RoySubas Roy 100x100Subas Roy

Global Chairman, International RegTech Association (IRTA)

Tammy EisenbergTammy Eisenberg

Director - Investment Management Risk & Compliance, BNY Mellon

RegTech Awards 2018 Ceremony is on 3rd May 2018 in London at 5pm

Attendance to the awards is by invitation only and limited places may be available to end-users from financial institutions, if you are an end-user you can register your interest here.

Voting will close, midnight Thursday 5th April 2018.

 

VOTE NOW 

Last Year's RegTech Award Winners

  • Best Data Management Solution for Regulatory Compliance - Asset Control
  • Most Innovative Use of a Vendor Solution to Address an FRTB Requirement - GoldenSource
  • Most Innovative Data Privacy Vendor Solution - Solidatus
  • Most Innovative Use of a Vendor Solution to Address Data Governance - Joint winners - Collibra and Fenergo
  • Most Innovative Use of a Vendor Solution to Address a Dodd-Frank Requirement - AxiomSL
  • Most Innovative Use of a Trade Surveillance Solution to Address the Volcker Rule Requirement - Bloomberg Vault
  • Most Innovative Use of a Vendor Solution to Address the IRS 871(m) Requirement - IHS Markit
  • Most Innovative Benchmark Regulations Vendor Solution - RIMES RegFocus BMR
  • Most Innovative Use of KYC Software for Client On-Boarding - iMeta Technologies
  • Most Innovative Digital Identity Solution - Thomson Reuters KYC as a Service (formerly Org ID)
  • Best Best-Execution Solution - Bloomberg
  • Best Algorithmic Tagging/Classification Solutions - FactSet
  • Best Time Synchronisation Solution - Chronos Technology
  • Best Analytics Solution to Address Capital Requirements/
    Liquidity Risk - Corlytics
  • Best Reference Data for Regulatory Compliance - Thomson Reuters
  • Best Trade Surveillance Solution - Nasdaq SMARTS
  • Best Trade Repository for Regulatory Disclosure - UnaVista London Stock Exchange Group
  • Most Innovative Use of AI in a Regulatory Compliance Solution - IBM Watson
  • Most Innovative Compliance as a Service Solution - Domus Semo Sancus (DSS)
  • Best Regulatory Alert Management Solution - Trillium Surveyor
  • Alliance win: Best Alliance Between Solution Providers to Address Regulatory Compliance - iMeta Technologies and Lysis Financial
  • Best Regulatory Consultancy - Europe - KPMG
  • Best Regulatory Consultancy - North America - Deloitte
  • Best Voice and Mobile Messaging Solution Provider - Truphone
VOTE NOW
Back to datamanagementreview.com