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As MiFID II hits the six-month mark, how well is your organisation handling transaction reporting? Is it ready to meet the LEI mandate that will take effect on July 3 and require all parties to transactions to have LEIs? And how is it coping with sourcing and managing ISINs required for OTC derivatives reporting?
The webinar will provide guidance on how to optimise transaction reporting under MiFID II to the extent that it is not only compliant, but also provides business and operational benefits.
To this end, it will consider how you can ensure you get the right LEIs in place in time to avoid the No LEI, No Trade conundrum, and how to address issues around sourcing and managing ISINs required for OTC derivatives reporting.
It will also discuss how best to work with MiFID II Approved Reporting Mechanisms (ARMs) to improve the accuracy, timeliness and efficiency of transaction reporting, and provide a snapshot of what optimal transaction reporting looks like.
Join the webinar to find out about:
Moderator: Sarah Underwood, Editor,
Dan Chambers, Consultant, Regulatory change lead for MiFID ii Transaction and Reference Data Reporting,
David Masters, Director, Operations Regulatory Reporting - Referential Data Coordinator,
Tim Fox, Product Manager, Thomson Reuters
Consultant, Regulatory change lead for MiFID ii Transaction and Reference Data Reporting
Dan has been working as a consultant in regulatory reporting at Nomura since 2014, helping improve and consolidate the governance, framework and QA for MiFID; before spending the last two years driving operations’ response to MiFID ii Transaction reporting and reference data reporting.
Prior to that he created and managed HSBC’s regulatory control team for four years, covering MiFID Trade and Transaction reporting, Dodd Frank and EMIR.
Dan is a member and regular contributor to multiple industry working groups.
Director, Operations Regulatory Reporting - Referential Data Coordinator
David is a Director at Societe Generale, working in the Operations Regulatory Reporting Team as an SME, and has 21 years’ experience in regulatory and asset management operations. He is involved in MiFID and EMIR regulatory reporting and other non-financial regulatory reporting including Dodd-Frank, Canada, REMIT, as well as new regulations such as MiFID2/MiFIR and SFTR. David's current role is also focused on various regulatory referential data initiatives such as counterparty and product referential data.
David has been at Societe Generale (formerly in SG Newedge UK Ltd) for over 5 years. He was previously at Goldman Sachs for over 16 years, working in Asset Management operations for 11 and more recently in Regulatory Operations for 5.5 years.
David is a member of the ISDA Cross Trade Association Reporting Working Group, FIA Europe EMIR and MiFIR reporting WG, ICMA ERCC Operations WG and other ISDA reporting related WGs. David has a BSc Honours degree in Geology from Imperial College, London.
Tim joined Thomson Reuters as part of the Clarient/Avox acquisition in 2017, and now leads the Legal Entity Reference data Proposition team within the Pricing and Reference Service division. Prior to this, Tim headed up the Product Management team within Avox, developing entity data focused solutions. He has a 30 year career within the data vendor community, working for a number of data providers.