https://intelligenttradingtechnology.com/

Markets in Financial Instruments Directive II (MiFID II), Market Abuse Regulation (MAR), Dodd-Frank and other regulations underline the need for effective and timely trade surveillance to counter market abuse. The webinar will discuss regulatory requirements for trade surveillance, best practice implementation, technology solutions and the benefits of getting market abuse compliance right.

Register for the webinar to find out about:

  • Regulatory drivers of trade surveillance
  • Best practice implementation
  • Challenges and solutions
  • Benefits of compliance
  • Expert opinion

Speakers:

Sarah_Underwood

Moderator: Sarah Underwood, Editor,
A-Team Group

Justin Nathan-100x100-1

Justin Nathan, Chief Technical Officer  - Surveillance, 
Credit Suisse

Dermot_Hariss-100x100.jpg

Dermot Harriss, Senior Vice President - Regulatory Solutions, OneMarketData

More About Our Speakers:

Justin Nathan
Chief Technical Officer  - Surveillance
Credit Suisse

Justin Nathan is a Surveillance expert in Market Abuse and has been working in the industry for over 15 years. During that time, Justin has been an integral part of Surveillance teams at high-profile Stock Exchanges, Investment Banks and Commodity Trading Companies – holding various positions ranging from Junior Analyst to Senior Management roles. This journey has given him hands-on experience and unique insight in relation to what is required in order to successfully apply effective Surveillance across a range of different asset classes. His approach to Surveillance has led to innovative solutions for many of the key risk areas facing our industry today; Benchmark Manipulation Surveillance being a notable example. Ever keen to explore the next frontiers of the Surveillance industry and having a passion for technology, Justin is currently interested in developments in areas such as AI, Machine Learning, Predictive Analytics, Data Visualisation, Open Source Software and how this collection can be fashioned to deliver more effective Surveillance at a lesser cost than the prevailing options.

Dermot Harriss
Senior Vice President - Regulatory Solutions
OneMarketData

Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs. Mr. Harriss brings over twenty years of financial industry experience from roles involving futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.

Sponsors:

Onemarketdata-300
   
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